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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
400 Pine Street Suite 850, Abilene, TX 79601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Financial Southwest | Abilene | TX | 06/2013 | 03/2023 |
| Next Financial Group | Houston | TX | 03/2023 | 07/2025 |
| Lpl Financial Llc | Abilene | TX | 07/2025 | Present |
1- 07/2025 - Cornerstone Financial Southwest - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 06/01/2012 - 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-06 |
| S65 | Uniform Investment Adviser Law Examination | 2016-11-21 |
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