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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-02 |
| WI | RA | APPROVED | 2025-11-17 |
Branch Locations
2511 North 124Th Street Suite 204, Brookfield, WI 53005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Wauwatosa | WI | 07/2013 | 02/2018 |
| Lpl Financial, Llc | Brookfield | WI | 02/2018 | 11/2025 |
| Osaic Wealth Inc | Brookfield | WI | 11/2025 | Present |
1. 1/11/2021 - THE FINANCIAL CENTRE - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/14/2018. 2. 1/11/2021 - THE FINANCIAL CENTRE - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - ENROLLED AGENT - Started 1996 - Time Spent 30% - TAX PREPARATION AND REPRESENTING TAXPAYERS TO THE IRS. 3. 08/26/2021 - GBU Financial Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/23/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 4. THE FINANCIAL CENTRE POSITION: Life Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 04/15/1994 ADDRESS: 2511 North 124th Street, Suite 204, BROOKFIELD WI 53005, United States DESCRIPTION: Sell life insurance & fix annuities when appropriate through my financial planning practice. 5. THE FINANCIAL CENTRE POSITION: Enrolled Agent w/ the IRS NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 70 SECURITIES TRADING HOURS: 50 START DATE: 04/15/1994 ADDRESS: 2511 North 124th Street, Suite 204, BROOKFIELD WI 53005, United States DESCRIPTION: Tax preparation & tax advising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-27 |
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