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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED | 2024-03-07 |
Branch Locations
13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2008-09-16 |
Branch Locations
13095 South Murlen Suite 100, Olathe, KS 66062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Olathe | KS | 10/2006 | 07/2017 |
| Compass Financial Resources, Llc | Olathe | KS | 08/1994 | Present |
| Securities America, Inc. | Olathe | KS | 07/2017 | 03/2024 |
| Securities America Advisors | Olathe | KS | 07/2017 | 03/2024 |
| Ameritime, Llc | Olathe | KS | 01/2000 | Present |
| Lpl Financial | Olathe | KS | 03/2024 | Present |
1)02/27/2024 - Compass Financial Resources - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2000 - 120 Hr/Mth 2)02/27/2024 - Financial Markets, Inc - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2002 - 40 Hr/Mth 3)05/02/2024 - AMERITIME LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 3/1/2010 - 10 Hrs/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-25 |
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