Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-07
TX RA APPROVED 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED
    Since 2024-03-07

Branch Locations

13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States

Ameritime, Llc

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2008-09-16
  • KS RA
    APPROVED
    Since 2008-09-16

Branch Locations

13095 South Murlen Suite 100, Olathe, KS 66062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Olathe KS 10/2006 07/2017
Compass Financial Resources, Llc Olathe KS 08/1994 Present
Securities America, Inc. Olathe KS 07/2017 03/2024
Securities America Advisors Olathe KS 07/2017 03/2024
Ameritime, Llc Olathe KS 01/2000 Present
Lpl Financial Olathe KS 03/2024 Present
  • 10/2006 → 07/2017
    National Planning Corporation
    Olathe, KS
  • 08/1994 → Present
    Compass Financial Resources, Llc
    Olathe, KS
  • 07/2017 → 03/2024
    Securities America, Inc.
    Olathe, KS
  • 07/2017 → 03/2024
    Securities America Advisors
    Olathe, KS
  • 01/2000 → Present
    Olathe, KS
  • 03/2024 → Present
    Lpl Financial
    Olathe, KS
Previous Registrations
  • 2017-07-17 → 2024-03-14
    Securities America Advisors, Inc.
    Olathe, KS
  • 2006-10-18 → 2017-07-19
    National Planning Corporation
    Olathe, KS
  • 2001-05-31 → 2006-10-17
    American General Securities Incorporated
    Olathe, KS
    Olathe, KS
Other Businesses

1)02/27/2024 - Compass Financial Resources - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2000 - 120 Hr/Mth 2)02/27/2024 - Financial Markets, Inc - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2002 - 40 Hr/Mth 3)05/02/2024 - AMERITIME LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 3/1/2010 - 10 Hrs/Mo During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-29
S63 Uniform Securities Agent State Law Examination 1994-05-25
  • S65 Uniform Investment Adviser Law Examination
    1999-09-29
  • S63 Uniform Securities Agent State Law Examination
    1994-05-25
Designations
Other Names
  • Angela Schroeder

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Olathe, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor