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John Kevin Connaughton

Rhodeway Financial

Providence, RI

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Current Employers
Rhodeway Financial

518 Hartford Ave, Providence, RI 02909 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-12-02
  • RI RA
    APPROVED
    Since 2022-12-02

Branch Locations

518 Hartford Ave, Providence, RI 02909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Funds Boston MA 03/2016 12/2020
Columbia Funds Boston MA 01/2021 Present
Finra Washington DC 01/2020 12/2024
Rhodeway Financial Providence RI 10/2022 Present
  • 03/2016 → 12/2020
    Columbia Funds
    Boston, MA
  • 01/2021 → Present
    Columbia Funds
    Boston, MA
  • 01/2020 → 12/2024
    Finra
    Washington, DC
  • 10/2022 → Present
    Rhodeway Financial
    Providence, RI
Other Businesses

I am a paid independent trustee of the Columbia Funds.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-05
S66 Uniform Combined State Law Examination 2020-01-14
  • S65 Uniform Investment Adviser Law Examination
    2022-08-05
  • S66 Uniform Combined State Law Examination
    2020-01-14
Designations

View on SEC IAPD

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Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

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