Barbara Moran Johnson

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fort Mitchell, KY
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Fort Mitchell, KY

Previous Registrations

• 1999-05-13 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Cincinnati, OH
  Lakeside Park, KY
  Cincinnati, OH
  St. Louis, MO

Other Businesses

NORTHERN KENTUCKY CHAMBER OF COMMERCE, NOT INV RELATED, FORT MITCHELL, KY, FINANCE COMMITTEE MEMBER, START 9/1/2018, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, REVIEW OF P&L, BALANCE SHEET, BUDGET, AND GENERAL ASSISTANCE/GUIDANCE. NORTHERN KENTUCKY UNIVERSITY, NOT INV RELATED, HIGHLAND HEIGHTS, KY, TREASURER, START 11/22/24, 1 HR PER MONTH, 1 HR DURING TRADING, CO-SIGN WHEN REQUIRED, SIGN CHECKS AND DRAFTS IN THE ABSENCE OF FINANCE COMMITTEE CHAIR; NORTHERN KENTUCKY CHAMBER OF COMMERCE; NOT INV RELATED; FORT MITCHELL, KY; PROMOTE AND SUPPORT BIZ; BOARD OF DIRECTORS; START DATE: 09/01/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING; | NORTHERN KENTUCKY UNIVERSITY FOUNDATION; INV RELATED; HIGHLAND HEIGHTS ,KY; FINANCE COMMITTEE MEMBER; START DATE: 01/1/2012; 1 HRS PER MONTH; 0 HRS DURING TRADING;| NORTHERN KENTUCKY CHAMBER OF COMMERCE ; INV RELATED; FORT MITCHELL,KY;WOMEN'S INITIATIVE COMMITTEE MEMBER; START DATE: 11/01/2014; 1.5 HRS PER MONTH; 1.5 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-01-28
• S63 Uniform Securities Agent State Law Examination
  1996-01-03

Designations

Other Names

• Barbara Lee Moran
• Barbara Moran Johnson