William Thomas Moren

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2012-08-28
TX	RA	APPROVED	2012-08-13

AZ RA
APPROVED

Since 2012-08-28
TX RA
APPROVED

Since 2012-08-13

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Scottsdale	AZ	11/1994	Present

11/1994 → Present

The Vanguard Group, Inc.

Scottsdale, AZ

Previous Registrations

1999-12-09 → 2005-04-21

Vanguard Advisers, Inc.

Scottsdale, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1)NAME OF BUSINESS: Limited agent for wife INVESTMENT-RELATED: ADDRESS: Anthem, AZ START DATE: 2004 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 (2)NAME OF BUSINESS: POA FOR FATHER INVESTMENT-RELATED: ADDRESS: ANTHEM, AZ START DATE: 6/2021 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 (3)NAME OF BUSINESS: Limited Agent for Mother In-Law INVESTMENT-RELATED: ADDRESS: ANTHEM, AZ START DATE: 02/2022 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-11
S63	Uniform Securities Agent State Law Examination	1994-04-25

S65 Uniform Investment Adviser Law Examination

1999-10-11
S63 Uniform Securities Agent State Law Examination

1994-04-25

Designations

Certified Financial Planner

Other Names

Tom Moren
W Thomas Moren

View on SEC IAPD