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13815 Fnb Parkway, Suite 400, Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-01-19 |
Branch Locations
13815 Fnb Parkway, Suite 400, Omaha, NE 68154 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Professional Musician | Omaha | NE | 01/1989 | Present |
| New York Life | Omaha | NE | 08/2015 | 02/2020 |
| The Leaders Group, Inc. | Littleton | CO | 02/2020 | 10/2021 |
| Element Insurance Partners | Omaha | NE | 02/2020 | 10/2020 |
| New York Life Insurance Co | Elkhorn | NE | 11/2021 | 12/2021 |
| Nylife Securities Llc | Elkhorn | NE | 11/2021 | 12/2021 |
| Smart Wealth, Llc | Omaha | NE | 01/2022 | Present |
| Retire Smart, Llc | Omaha | NE | 01/2022 | Present |
Sean Swanson Music; SINGER/SONGWRITER - start 1/1990; 3517 S 163rd Street, Omaha, NE 68130 - Songwriter, Write songs performed in churches worldwide; Not Investment Related; Music business; 5 hrs./month 0 hrs./month during trading hours. I am also pastoring a new church in Omaha, NE called Generations Church. It is an official 501c3 church and I receive no compensation for my duties as I am a volunteer. This activity will take up to 15 hours weekly of my time, none of which are during trading hours. We make no political donations as a church.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-28 |
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