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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Buffalo | NY | 03/2015 | 08/2017 |
| Bank Of The West | Pasadena | CA | 03/2018 | 08/2021 |
| Bancwest Investment Services, Inc | Pasadena | CA | 03/2018 | 08/2021 |
| Unemployed | Pasadena | CA | 08/2017 | 03/2018 |
| U.S. Bancorp Investments, Inc. | Burbank | CA | 08/2021 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Burbank | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-05 |
| S66 | Uniform Combined State Law Examination | 2000-06-08 |
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