Sammy Kuo Chiang Sung

Employer firm

Ale LLC CRD 281237

$7.83M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Ale Llc
  Foster City, CA
• 10/2015 → Present
  Chelsea Financial Services
  Staten Island, NY
• 02/2014 → Present
  Exit Excel Realty
  Millbrae, CA
• 05/2015 → Present
  Exit Realty Team
  Flushing, NY

Previous Registrations

• 2012-10-29 → 2015-11-27
  Poplar Global Wealth Management Llc
  Daly City, CA
• 2013-07-01 → 2013-07-08
  Mutual Advisors, Llc
  Casper, WY
• 2013-01-15 → 2013-07-02
  Mutual Securities, Inc.
  Daly City, CA
  Westlake Village, CA
• 2008-06-06 → 2012-09-04
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
• 2003-12-19 → 2008-06-20
  Ubs Financial Services Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

1. SAMMY SUNG TRUSTEE U/W SHIH SHEN BETTY LEE SUNG 1997 IRREV TRUST, 1060 WINDJAMMER CIR.,FOSTER CITY, CA 94404, TRUSTEE FOR MOTHER'S TRUST, INVESTMENT RELATED, NO TIME INVOLVED, START 1997. 2.RENTAL PROPERTY; NOT INVESTMENT RELATED; 4 BEACON WAY #1203 JERSEY CITY, NJ 07306; RENTAL; CO-OWNER; START DATE 11/2009; 0 HRS MONTH / 0 HRS DURING TRADING. 3.RENTAL PROPERTY; JTWROS JOINT WITH SPOUSE, NOT INVESTMENT RELATED; 1212 RAVENS CREST PLAINSBORO, NJ 08536, START DATE 3/2012; 1 HR PER MONTH / 0 HRS DURING TRADING. 4.RENTAL PROPERTY, 200 W. SAHARA AVE #706 LAS VEGAS,NV 89102; JTWROS JOINT WITH SPOUSE, NOT INVESTMENT RELATED, 1 HOUR/WEEK 5. EXIT EXCEL REALTY, FRANCHISE, START: 02/2014, 1361 EL CAMINO REAL, MILLBRAE, CA 94030, REAL ESTATE BROKERAGE, AGENT, INVESTMENT RELATED, 80 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 6.EXIT REALTY TEAM, FRANCHISE, START: 05/2015 45-66 162ND ST FLUSHING, NY 11358, REAL ESTATE BROKERAGE, AGENT, INVESTMENT RELATED, 80 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 7.ALE LLC: INVESTMENT ADVISOR, INVESTMENT RELATED, 40 HOURS PER WEEK, 8 HOURS PER DAY DURING TRADING HOURS. 8. SUNG FAMILY REV TRUST - PROPERTY MANAGER; COMPENSATION THROUGH FEES; COLLECT RENT & MANAGE PROPERTIES; 10-15 HOURS PER WEEK 9. 6466 HOLLIS STREET, UNIT 228 EMERYVILLE, CA 94608; COLLECTS RENT AND MANAGES PROPERTY;

Exams

• S66 Uniform Combined State Law Examination
  2003-12-17
• S63 Uniform Securities Agent State Law Examination
  1994-06-16