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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2004-10-27 |
| TX | RA | APPROVED_RES | 2002-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Augusta | GA | 08/2002 | Present |
| Bank Of America, N.A. | Augusta | GA | 07/2011 | Present |
I*70514FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE FAMILY YMCAINVESTMENT RELATED: NADDRESS OF BUSINESS:AUGUSTA, GEORGIA 30909NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 3/25/2014NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: ELECTED TO METRO BOARD OF THE FAMILY Y - I WILL BE ON THE BOARD OF DIRECTORS FOR THIS NON-PROFIT ORGANIZATION. THE Y: "WE'RE HERE FOR YOUTH DEVELOPMENT, HEALTHY LIVING AND SOCIAL RESPONSIBILITY"....I*462718For profit or not for profit: Name of outside business organization: Reid Memorial Presbyterian ChurchInvestment related: NAddress of business: Augusta, GeorgiaNature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Elder on the Session of our Church. Responsible for being a participating member on different committees - Missions Committee, Admin committee.... I*2701261, Entity Type, Name of OBA: MLPF& S CUST FPO K T Y IRA FBO K T Y Address: AugustaGeorgia30909 Investment Related:No Position, Title, Association: Power of AttorneyEmployee Start Date: 08/05/2025No Hours: 2 monthly No Hours during trading: 1 monthly Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-27 |
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