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Donald Edward Peppler

Windsor Capital Management, LLC

Phoenix, AZ

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Current Employers
Windsor Capital Management, Llc

20860 North Tatum Blvd. Suite 220, Phoenix, AZ 85050 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-16
AZ RA APPROVED 2010-07-28
WI RA APPROVED 2008-04-08
  • TX RA
    APPROVED_RES
    Since 2014-01-16
  • AZ RA
    APPROVED
    Since 2010-07-28
  • WI RA
    APPROVED
    Since 2008-04-08

Branch Locations

20860 North Tatum Blvd. Suite 220, Phoenix, AZ 85050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windsor Capital Management, Llc Phoenix AZ 02/2008 Present
Peppler Capital Advisors, Inc. Phoenix AZ 01/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-18
S63 Uniform Securities Agent State Law Examination 1994-05-20
  • S65 Uniform Investment Adviser Law Examination
    2006-12-18
  • S63 Uniform Securities Agent State Law Examination
    1994-05-20

View on SEC IAPD

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