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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-04-08
  • MO RA
    APPROVED
    Since 2024-04-08

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

One N Jefferson Ave, St. Louis, MO 63103 • United States

Edwardsville, IL • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-01-06
  • MO RA
    APPROVED
    Since 2016-01-06

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Edwardsville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St. Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Previous Registrations
  • 2003-04-16 → 2003-09-18
    Fsc Securities Corporation
    Atlanta, GA
Other Businesses

RENTAL PROPERTY, INV RELATED, GLEN CARBON, IL, 100% OWNERSHIP WITH SPOUSE, START 8/10/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INV RELATED, CHAMPAIGN, IL, 100% OWNERSHIP, START 9/1/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INVT RELATED, O'FALLON, IL, 100% OWNERSHIP, START DATE 8/16/2022, 3 HRS PER MONTH, 0 HRS DURING TRADING, HOMEOWNER RESPONSIBILITIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-04
S63 Uniform Securities Agent State Law Examination 1999-07-13
  • S66 Uniform Combined State Law Examination
    2002-12-04
  • S63 Uniform Securities Agent State Law Examination
    1999-07-13
Other Names
  • Sean Anthony Rayner

View on SEC IAPD

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