Greg Alan Schroeder

Current Employers

Employment History

• 12/2013 → 11/2017
  Sii Investments
  Watertown, WI
• 11/2017 → 01/2024
  Woodbury Financial Services Inc
  Watertown, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Watertown, WI

Previous Registrations

• 2017-11-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Watertown, WI
  Watertown, WI
  Naples, FL
• 2013-12-06 → 2017-11-02
  Sii Investments, Inc.
  Watertown, WI
  Appleton, WI
  Watertown, WI
  Depere, WI
• 2013-10-04 → 2013-11-27
  Lpl Financial Llc
  Watertown, WI
  San Diego, CA
  Watertown, WI
• 2012-08-01 → 2013-11-04
  Bmo Harris Financial Advisors, Inc.
  Watertown, WI
• 2005-09-15 → 2012-08-01
  M&I Financial Advisors, Inc
  Madison, WI
  Watertown, WI
  Watertown, WI
  Beaver Dam, WI
• 2010-04-28 → 2012-04-19
  M&I Investment Management Corp.
  Milwaukee, WI

Other Businesses

1. SCHROEDER FINANCIAL SERVICES, LLC POSITION: Owner/ Financial Consultant NATURE: Limited Liability Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 140 START DATE: 10/07/2013 ADDRESS: 104 West Main Street, Suite B, Watertown WI 53094, United States DESCRIPTION: Financial services. Provide financial planning service to assist clients in the achievement of their financial goal. Schroeder Financial Services uses financial products and services to help create, manage, and preserve wealth. Product areas include the use of securities and insurance products that may be subject to fees or commissions. 2. TENACITY ADVISOR GROUP, INC. POSITION: Affiliated Advisor NATURE: S Corporattion INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: 566 Red Bird Circle, DePere WI 54115, United States DESCRIPTION: Share best practices 3. MATC INSTRUCTOR POSITION: Instructor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2020 ADDRESS: 1300 West Main Street, Watertown WI 53098, United States DESCRIPTION: Instructor of personal finance class at Madison Area Technical College, Watertown Campus using National Financial Educators Council (NFEC)curriculum. This program is not yet established. In the event it is approved it would be a paid position and if approved I would like to make the information known on my web site www.schroederfinancialservices.com

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-01
• S63 Uniform Securities Agent State Law Examination
  1994-04-25

Designations