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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-02-17
  • WI RA
    APPROVED
    Since 2014-02-17

Branch Locations

116 S Third St, Watertown, WI 53094 • United States

20935 Swenson Dr, Waukesha, WI 53186 • United States

Pewaukee, WI • United States

Pewaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Watertown WI 01/2014 Present
Thrivent Financial Appleton WI 05/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-18
  • S66 Uniform Combined State Law Examination
    2008-07-18

View on SEC IAPD

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