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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-19 |
Branch Locations
25101 The Old Road #125, Stevenson Ranch, CA 91381 • United States
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 05/2020 | 05/2020 |
| Self | Santa Clarita | CA | 02/2018 | Present |
| Bdfs/Bain | Torrance | CA | 04/2019 | 11/2019 |
| Self | Valencia | CA | 02/2015 | 09/2022 |
| Brookstone Wealth Management Llc | Wheaton | IL | 12/2025 | Present |
1) Valley Income and Insurance Services A single Member LLC for: Life Insurance and Annuity Sales Name of Business : Self Investment Reltated: No Address: 25101 The Old Road Stevenson Ranch CA 91381 Position: Annuity and Life Insurance Sales Representative Title: Self Employed Sole Proprietorship Start 02/18/2018 Currently 20 hours a month Currently Devote 20 hours a month during trading hours Engage with clients regarding fixed indexed and fixed rate annuity needs 2) Cafe Mike Inc. 27873 Cherry Creek Dr Santa Clarita CA 91354 Non investment related A dormant California C corporation engaged in property management until 2022 Position: President Began 1/2004 until 11/2024 0 hours per month/0 hours during market hours Duties now: In process of dissolving
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-02 |
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