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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-30 |
Branch Locations
7029 Albert Pick Rd, Ste 103, Greensboro, NC 27409 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Greensboro | NC | 04/2014 | 12/2016 |
| Stifel Nicolause & Co Inc | Greensboro | NC | 01/2017 | 01/2017 |
| Stearns Financial Group | Greensboro | NC | 01/2017 | 01/2017 |
| Lpl Financial Llc | Greensboro | NC | 02/2023 | Present |
| Stifel Nicolaus & Co | Greensboro | NC | 01/2017 | 02/2023 |
1. 03/15/2024 - R.B. Mitchell Team Powered by LPL Financial - Other - Employee Model Brand Name - Not Investment Related - At Reported Business Location(s) - Start Date 03/06/2023 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-28 |
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