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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-05-20 |
Branch Locations
2801 Highway 280 S Ste 1-400, Birmingham, AL 35223 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-08 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments, Inc. | New York | NY | 09/2006 | 01/2023 |
| Cantor Fitzgerald & Co | Homewood | AL | 04/2023 | 12/2025 |
| Cantor Fitzgerald Investment Advisors | Homewood | AL | 04/2023 | 12/2025 |
| Wells Fargo Clearing Services | Birmingham | AL | 12/2025 | Present |
THE UNIVERSITY OF MONTEVALLO; NOT INV RELATED;MONTEVALLO,AL; UNIVERSITY HONORS PROGRAM SERVICE; ADJUNCT; START DATE: 8/18/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-27 |
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