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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-11-15 |
Branch Locations
5 Hearthstone Court, Ste. 103, Reading, PA 19606-3055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco/Private Ledger Corp. | Reading | PA | 07/2007 | Present |
1. 7/13/07 - DBA - CORNERSTONE FINANCIAL STRATEGIES, LLC. 2. 03/13/08 - NON-VARIABLE INS, 5% TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 1994-05-06 |
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