Carmine Ciccolella

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2020-11-09
PA	RA	APPROVED	2010-06-23
TX	RA	APPROVED_RES	1999-06-29

DE RA
APPROVED

Since 2020-11-09
PA RA
APPROVED

Since 2010-06-23
TX RA
APPROVED_RES

Since 1999-06-29

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

Hockessin, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	West Chester	PA	04/1994	Present
Bank Of America, N.A.	Exton	PA	05/2011	Present

04/1994 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Chester, PA
05/2011 → Present

Bank Of America, N.A.

Exton, PA

Other Businesses

I*2137261, Entity Type: Fiduciary, Name of OBA: C C, Address: East Meadow, New York, 11554, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 01-Jun-2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-06-28
S63	Uniform Securities Agent State Law Examination	1994-06-16

S65 Uniform Investment Adviser Law Examination

1994-06-28
S63 Uniform Securities Agent State Law Examination

1994-06-16

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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