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Spencer John Miller

Morgan Stanley

Rapid City, SD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2011-03-09
TX RA APPROVED 2011-03-08
  • SD RA
    APPROVED
    Since 2011-03-09
  • TX RA
    APPROVED
    Since 2011-03-08

Branch Locations

909 St. Joseph Street 6Th Floor, Rapid City, SD 57701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Billings MT 03/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/2011 → Present
    Morgan Stanley Smith Barney
    Billings, MT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

Rental Property; Apache Junction, AS; Rental; Investment related; Sole Proprietor / Owner / Partner; 07/2017; During business hours: .5; After business hours: .5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-05
S65 Uniform Investment Adviser Law Examination 1997-04-25
S63 Uniform Securities Agent State Law Examination 1994-05-20
  • S66 Uniform Combined State Law Examination
    2001-07-05
  • S65 Uniform Investment Adviser Law Examination
    1997-04-25
  • S63 Uniform Securities Agent State Law Examination
    1994-05-20

View on SEC IAPD

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