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Javier Alfredo Briceno

Oppenheimer & Co. Inc.

Coral Gables, FL

Doral, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-23
  • FL RA
    APPROVED
    Since 2023-01-23

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Doral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 09/2014 01/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2023
Oppenheimer & Co. Inc. Miami FL 01/2023 Present
  • 09/2014 → 01/2023
    Morgan Stanley
    Miami, FL
  • 01/2015 → 01/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2023 → Present
    Oppenheimer & Co. Inc.
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-02-16
S65 Uniform Investment Adviser Law Examination 2008-04-11
  • S63 Uniform Securities Agent State Law Examination
    2019-02-16
  • S65 Uniform Investment Adviser Law Examination
    2008-04-11

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
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CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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