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1820 Lancaster St, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2009-05-05 |
Branch Locations
115 West Nazpique Rd. Po Box 1275, Jennings, LA 70546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lombard Securities Incorporated | Jennings | LA | 04/1996 | Present |
| Lombard Advisers Incorporated | Jennings | LA | 01/2000 | Present |
Sonnier Financial, Inc., Managing Member - (DBA of Lombard Securities Incorporated); located at 115 West Nezpique St. 70546. Sonnier Financial, Inc. was originally established in March 1995. LICENSED FOR THE SALE OF INSURANCE PRODUCTS. ACCOUNTING/BUSINESS CONSULTING CURRENTLY NOT COMPENSATED, MAY BE COMPENSATED FOR IN THE FUTURE. FINRA ARBITRATOR - INDUSTRY ARBITRATIONS - AS NEEDED. REAL ESTATE RENTAL INCOME 411 Lake Street, LLC/Formed 2/2023 for the purpose of purchasing a building/property at 411 Lake Street, Lake Arthur, LA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-03 |
| S66 | Uniform Combined State Law Examination | 1999-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-04 |
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