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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WA | RA | APPROVED | 1995-01-13 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Bellevue, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Seattle | WA | 03/2008 | Present |
| City National Bank | Seattle | WA | 09/2016 | 01/2023 |
(1) NAME OF ENTITY: 662 Wildflower Drive ADDRESS: 622 Wildflower Drive Sun Valley ID 83353 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE:30/09/2025 CAPACITY: Sole Proprietor DUTIES: Sun Valley, ID. Wildflower condominium. Will be used about 15% for personal use, and 85% rented through professional management company. My responsibilities will limited to managing the management company. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: 2131 Damuth St. ADDRESS: 1831 Killarney Way, Bellevue, Washington 98004 INVESTMENT/NOT INVESTMENT RELATED: Yes - Existing personal Wells Fargo checking account. BUSINESS DESCRIPTION: Other START DATE: Jan 27, 2026 CAPACITY: Owner DUTIES: Purchase of rental home at 2132 Damuth St., Oakland, CA 94602 HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-29 |
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