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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-10-23
TX RA APPROVED 2018-06-19
  • AZ RA
    APPROVED
    Since 2018-10-23
  • TX RA
    APPROVED
    Since 2018-06-19

Branch Locations

3567 E Sunrise Dr Suite 143B, Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 06/2018
Robert W Baird & Co., Incorporated Tucson AZ 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-12
S63 Uniform Securities Agent State Law Examination 1994-04-13
  • S65 Uniform Investment Adviser Law Examination
    2018-10-12
  • S63 Uniform Securities Agent State Law Examination
    1994-04-13
Other Names
  • Jennifer Perner

View on SEC IAPD

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