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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-12-10
  • OH RA
    APPROVED
    Since 2020-12-10

Branch Locations

Rosetree Building 2 1400 N Providence Rd, Suite 3007, Media, PA 19063 • United States

Columbus, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Plantation FL 07/2016 01/2018
Valic Financial Advisors, Inc. Boca Raton FL 03/2018 12/2018
Equity Services Inc Montpelier VT 12/2020 Present
Colonial Life Dublin OH 12/2018 08/2021
Unemployeed Plantation FL 01/2018 03/2018
Kathleen Doucet Columbus OH 12/2020 Present
  • 07/2016 → 01/2018
    Pruco Securities
    Plantation, FL
  • 03/2018 → 12/2018
    Boca Raton, FL
  • 12/2020 → Present
    Montpelier, VT
  • 12/2018 → 08/2021
    Colonial Life
    Dublin, OH
  • 01/2018 → 03/2018
    Unemployeed
    Plantation, FL
  • 12/2020 → Present
    Kathleen Doucet
    Columbus, OH
Previous Registrations
Other Businesses

*KATHLEEN DOUCET, 7973 RAVINE RUN LANE, COLUMBUS,OH 43235,11/23/2020, ONGOING, INSURANCE, AGENT,INV REL, DURING TRD/HRS, 20%. *KATHLEEN DOUCET LLC; 7073 RAVINE RUN LANE, COLUMBUS,OH 43235,11/2021,ONGOING,INV REL,LLC SET UP TP MANAGE EXPENSES&INCOME OF INSURANCE BUSINESS,PRESIDENT,DURING TRD/HRS,0% *LEADERSHIP WORTHINGTON, THOMAS WORTHINGTON H.S,300 W DUBLIN GRANVILLE RD,WORTHINGTON,OH 43085,11/2021,ONGOING,NOT INV REL,NOT DURING TRD/HRS,MENTORING PROGRAM,VOLUNTEER,WKLY,0% *EVOLUTION FINANCIAL GROUP,7973 RAVINE RUN LANCE COLUMBUS OH 43235,09/30/2021,ONGOING,INV REL,INSURANCE,AGENT,DURING TRD/HRS,75%. *AFLAC. 7973 RAVINE RUN LANE, COLUMBUS OH. INV REL. DEC 2021. GROUP BENEFIT INS SALES. AGENT. SELL GROUP POLICIES TO BUSINESSES AND THEIR EMPLOYEES. DURING TRADE HRS*BIG BROTHERS BIG SISTERS,7973 RAVINE RUN LANE,COLUMBUS,OH 43235,07/09/2022,ONGLING,MENTORING,NOT INV REL,NOT DURING TRD/HRS,BIG SISTER,0%*KATHLEEN DOUCET,7343 WORTHINGTON GALENA RD,WORTHINGTON,COLUMBUS,OH,43235,ONGOING,NON INV REL,09/01/2024,VOLUNTEER AT THE BLOOM FREE STORE,TRANSLATING AND ASSISTING CUSTOMERS,NOT DURING TRD/HRS,0%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-25
S63 Uniform Securities Agent State Law Examination 1995-09-19
  • S65 Uniform Investment Adviser Law Examination
    2008-06-25
  • S63 Uniform Securities Agent State Law Examination
    1995-09-19
Other Names
  • Kathleen Miller
  • Kathy Miller
  • Kathleen Doucet-Miller
  • Kathleen D Miller

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