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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-04-12 |
| SC | RA | APPROVED | 2006-10-30 |
| NC | RA | APPROVED | 2004-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Asheville | NC | 01/2013 | Present |
BROOKSIDE INVESTMENTS LLC RECORD KEEPING 4 HOURS PER MONTH DISCLOSED ON OUTSIDE ACTIVITY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-17 |
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