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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-02-11
  • PA RA
    APPROVED
    Since 2014-02-11

Branch Locations

2353 Harlansburg Road, New Castle, PA 16101 • United States

New Galilee, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Pa Slippery Rock PA 03/2002 Present
Cetera Investment Services Llc St.CLoud MN 02/2014 Present
Cetera Investment Advisors Llc St.CLoud MN 02/2014 Present
  • 03/2002 → Present
    First National Bank Of Pa
    Slippery Rock, PA
  • 02/2014 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 02/2014 → Present
    Cetera Investment Advisors Llc
    St.CLoud, MN
Previous Registrations
  • 2009-03-03 → 2014-02-13
    Fort Mill, SC
    Slippery Rock, PA
    Grove City, PA
    Harrisville, PA
    New Wilmington, PA
    Grove City, PA
    Slippery Rock, PA
    Portersville, PA
    New Castle, PA
    New Castle, PA
    New Castle, PA
    Prospect, PA
    Butler, PA
    New Castle, PA
  • 2004-10-12 → 2009-03-10
    Invest Financial Corporation
    Slippery Rock, PA
    Portersville, PA
    Slippery Rock, PA
    Slippery Rock, PA
    Harrisville, PA
    Prospect, PA
    Grove City, PA
    Grove City, PA
    New Castle, PA
    New Wilmington, PA
  • 2003-10-28 → 2004-10-20
    Cetera Wealth Services, Llc
    Slippery Rock, PA
Other Businesses

1.) BOARD MEMBER OF ENON VALLEY ROD AND GUN CLUB. NON PROFIT SPORTSMAN CLUB. VOTE AND MAJORITY RULE, NO INDIVIDUAL CONTROL OVER FINANCES, NOT SECURITIES RELATED.1 HOUR PER WEEK, NO COMPENSATION. 2.) POA FOR MARLENE MAGNO, MOTHER. ACCOUNT HELD AT CETERA. ADDITIONAL ACCOUNTS HELD AT OTHER INSTITUTIONS WITH NO DIRECT CONTROL OF, BUT CAN ACT AS POA. 3.) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-11
S63 Uniform Securities Agent State Law Examination 1994-05-11
  • S65 Uniform Investment Adviser Law Examination
    2001-10-11
  • S63 Uniform Securities Agent State Law Examination
    1994-05-11
Other Names
  • Frank Magno

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