Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-14
NJ RA APPROVED 2024-06-04
NY RA APPROVED 2023-02-08
  • TX RA
    APPROVED_RES
    Since 2024-08-14
  • NJ RA
    APPROVED
    Since 2024-06-04
  • NY RA
    APPROVED
    Since 2023-02-08

Branch Locations

565 Taxter Road Suite 625 6Th Floor, Elmsford, NY 10523 • United States

Freehold, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Jericho NY 06/2004 01/2023
Nylife Securities Inc. Jericho NY 07/2004 01/2023
Eagle Strategies Llc Brooklyn NY 09/2010 01/2023
Mml Investors Services Llc Elmsford NY 02/2023 Present
Massmutual Life Insurance Co Elmsford NY 01/2023 Present
  • 06/2004 → 01/2023
    New York Life Insurance Company
    Jericho, NY
  • 07/2004 → 01/2023
    Nylife Securities Inc.
    Jericho, NY
  • 09/2010 → 01/2023
    Brooklyn, NY
  • 02/2023 → Present
    Elmsford, NY
  • 01/2023 → Present
    Massmutual Life Insurance Co
    Elmsford, NY
Previous Registrations
Other Businesses

NAME: RICHARD A. JORGE INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 1/20/2023 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-23
  • S66 Uniform Combined State Law Examination
    2001-04-23
Other Names
  • Juan R Jorge

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Elmsford, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor