Brian John Groh

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 07/2011 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2011-07-21 → 2011-08-05
  Independent Financial Partners
  Satellite Beach, FL
• 2007-09-27 → 2011-07-01
  Edward Jones
  Indian Harbour Beach, FL
  Satellite Beach, FL
  St Louis, MO

Other Businesses

(1) BRIAN GROH; INVESTMENT RELATED; 1275 S. Patrick, Dr, Suite D, Satellite Beach, FL 32937; FIXED INSURANCE; AGENT; SEPTEMBER 2011; 5 HRS/MONTH; 4 DURING TRADING; SALES AND SERVICE; OFFICER; NO CLIENTS INVOLVED; $30,000/YEAR. (2) A)IRREVOCABLE TRUST/TRUSTEE FOR PARENTS; NOT INVESTMENT RELATED; TITLE/ POSITION: TRUSTEE; 0 HRS PER MONTH, 0 HRS DURING TRADING; No clients involved. (3) A) DBA: GROH WELATH MANAGEMENT; INSURANCE; 2 HRS/MO K) CLIENTS INVOLVED; $10,000 ANTICIPATED COMPENSATION. (4) JWC Wealth Management; DBA; Investment Related; 4301 Anchor Plaza Parkway, Ste 450; Tampa, FL 33634; Wealth Advisor, Wealth Management; Start 1/1/25; 160 hours/month during trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-13
• S63 Uniform Securities Agent State Law Examination
  1994-06-17