Ray V Spano

Employer firm

Spano Advisory Services Inc. CRD 113588

$41.0M regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1997 → Present
  Spano & Treglia Llp
  Mahopac, NY
• 05/2001 → Present
  Spano Advisory Services
  Mahopac, NY

Other Businesses

1) SPANO & TREGLIA LLP - PARTNER - ACCOUNTING FIRM - 55% OF HIS TIME PER MONTH WITH SOME DURING MARKET HOURS. 2) INDEPENDENT INSURANCE AGENT - 5% OF HIS TIME PER MONTH WITH SOME DURING MARKET HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-31

Designations

• Certified Financial Planner

Other Names

• Ray V Spano