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Keith D Weiss

Weiss Financial Group LLC

Mahopac, NY

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Current Employers
Weiss Financial Group Llc

704 Route 6, Mahopac, NY 10541 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-16
TX RA APPROVED_RES 2021-09-27
CT RA APPROVED 2012-01-03
  • NY RA
    APPROVED
    Since 2021-10-16
  • TX RA
    APPROVED_RES
    Since 2021-09-27
  • CT RA
    APPROVED
    Since 2012-01-03

Branch Locations

704 Route 6, Mahopac, NY 10541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weiss Financial Group Llc Mahopac NY 10/2011 01/2021
Weiss Advisory Group Llc Mahopac NY 11/2010 Present
Weiss Financial Group Llc Mahopac NY 01/2021 Present
Previous Registrations
  • 2009-01-21 → 2012-01-09
    Asset & Financial Planning, Ltd
    Mahopac, NY
Other Businesses

WEISS ADVISORY GROUP LOCATED AT 704 ROUTE 6 MAHOPAC, NY 10541. BUSINESS IS NOT INVESTMENT RELATED. MANAGING PARTNER. STATRT DATE 2/2004 APPROTIMATELY 2HRS PER MONTH 0 DURING TRADING HOURS. MANAGEMENT 5% OWNER TAX & ACCOUNTING FIRM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-01
  • S66 Uniform Combined State Law Examination
    2008-02-01

View on SEC IAPD

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