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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-10 |
| NY | RA | APPROVED | 2022-12-08 |
Branch Locations
824 Us Route 6, Mahopac, NY 10501 • United States
Amawalk, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella And Co., Inc. | Boston | MA | 03/2011 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 05/2011 | 06/2023 |
1) JOSEPH MARINO, 824 ROUTE SIX MAHOPAC NY, 11/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 1 HR/MO 0 HR TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2022, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING 3) SCHNEIDER FINANCIAL GROUP, MAHOPAC NY, 12/2022, AGENT, USING A TRADE NAME/DBAM, INV REL, 200 HR/MO 130 HR TRADING 4) NINHAM CAPITAL CORP, AMAWALK NY 10501, 12/2022, FOUNDER, USING A TRADE NAME/DBAM, INV REL, 2 HR/MO 0 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-07 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-28 |
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