Dwayne Javier

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-12-03

Branch Locations

Matawan, NJ • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Invesco Distributors, Inc.	Houston	TX	01/2016	05/2019
Invesco Advisers, Inc.	Atlanta	GA	01/2016	05/2019
Unemployed	Matawan	NJ	05/2019	09/2019
Graniteshares	Matawan	NJ	09/2019	10/2020
Foreside Fund Services, Llc	Portland	ME	11/2019	10/2020
Thrivent Distributors Llc	Minneapolis	MN	11/2020	12/2023
Allianz Life Insurance Company Of North America	Minneapolis	MN	01/2024	11/2024
Allianz Life Financial Services, Llc	Minneapolis	MN	01/2024	11/2024
Advisors Asset Management, Inc	Monument	CO	11/2024	Present

01/2016 → 05/2019

Invesco Distributors, Inc.

Houston, TX
01/2016 → 05/2019

Invesco Advisers, Inc.

Atlanta, GA
05/2019 → 09/2019

Unemployed

Matawan, NJ
09/2019 → 10/2020

Graniteshares

Matawan, NJ
11/2019 → 10/2020

Foreside Fund Services, Llc

Portland, ME
11/2020 → 12/2023

Thrivent Distributors Llc

Minneapolis, MN
01/2024 → 11/2024

Allianz Life Insurance Company Of North America

Minneapolis, MN
01/2024 → 11/2024

Allianz Life Financial Services, Llc

Minneapolis, MN
11/2024 → Present

Advisors Asset Management, Inc

Monument, CO

2020-12-02 → 2024-07-17

Thrivent Asset Management, Llc

Minneapolis, MN
2016-01-27 → 2019-05-31

Invesco Advisers, Inc.

Matawan, NJ

Atlanta, GA
2015-04-07 → 2016-01-08

Amundi Pioneer Institutional Asset Management, Inc.

Boston, MA
2013-10-15 → 2015-04-07

Nationwide Investment Advisors, Llc

Columbus, OH
2012-02-07 → 2013-09-30

Northwestern Mutual Investment Services, Llc

Fairfield, NJ
2006-06-29 → 2011-09-12

Pgim Investments Llc

Newark, NJ

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-27
S63	Uniform Securities Agent State Law Examination	2004-03-19

Other Firms