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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-13
TN RA APPROVED 2024-01-19
  • TX RA
    APPROVED_RES
    Since 2024-11-13
  • TN RA
    APPROVED
    Since 2024-01-19

Branch Locations

1712 Fairview Blvd #103, Fairview, TN 37062 • United States

205 North Main St., Ashland City, TN 37015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Victory Capital Management, Llc Brentwood TN 05/2015 03/2017
Victory Capital Advisers Brooklyn OH 04/2016 03/2017
Woodbury Financial Services Inc Ashland City TN 03/2017 01/2024
Osaic Wealth, Inc. Fairview TN 01/2024 Present
  • 05/2015 → 03/2017
    Victory Capital Management, Llc
    Brentwood, TN
  • 04/2016 → 03/2017
    Victory Capital Advisers
    Brooklyn, OH
  • 03/2017 → 01/2024
    Woodbury Financial Services Inc
    Ashland City, TN
  • 01/2024 → Present
    Fairview, TN
Previous Registrations
  • 2017-03-17 → 2024-01-19
    Woodbury Financial Services, Inc.
    Fairview, TN
    Ashland City, TN
  • 2015-01-08 → 2015-05-11
    Compass Efficient Model Portfolios, Llc
    Brentwood, TN
Other Businesses

1. WD FINANCIAL GROUP POSITION: Agent NATURE: Agent Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/24/2017 ADDRESS: 1712 Fairview Blvd, # 103, Fairview TN 37062, United States DESCRIPTION: From time to time Insurance needs arise in client conversations 2. JACKET WRESTLING CLUB POSITION: President/Administrator, Coach and Contact NATURE: Not for Profit Youth Wrestling Club INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: Fairview High School Auxiliary Gym, 2595 Fairview Blvd, Fairview TN 37062, United States DESCRIPTION: Youth Club Administrator Youth Club Contact Youth Club Coach 3. WD FINANCIAL GROUP POSITION: self NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/13/2022 ADDRESS: 1712 Fairview Blvd. # 103, Fairview TN 37062, United States DESCRIPTION: Notary 4. WD FINANCIAL GROUP POSITION: Notary Public NATURE: Notary Public as needed INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/28/2022 ADDRESS: 1712 Fairview Blvd., # 103, Fairview TN 37062, United States DESCRIPTION: Notary Public

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-08
S63 Uniform Securities Agent State Law Examination 1994-07-29
  • S66 Uniform Combined State Law Examination
    2015-01-08
  • S63 Uniform Securities Agent State Law Examination
    1994-07-29

View on SEC IAPD

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