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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-13 |
| TN | RA | APPROVED | 2024-01-19 |
Branch Locations
1712 Fairview Blvd #103, Fairview, TN 37062 • United States
205 North Main St., Ashland City, TN 37015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Victory Capital Management, Llc | Brentwood | TN | 05/2015 | 03/2017 |
| Victory Capital Advisers | Brooklyn | OH | 04/2016 | 03/2017 |
| Woodbury Financial Services Inc | Ashland City | TN | 03/2017 | 01/2024 |
| Osaic Wealth, Inc. | Fairview | TN | 01/2024 | Present |
1. WD FINANCIAL GROUP POSITION: Agent NATURE: Agent Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/24/2017 ADDRESS: 1712 Fairview Blvd, # 103, Fairview TN 37062, United States DESCRIPTION: From time to time Insurance needs arise in client conversations 2. JACKET WRESTLING CLUB POSITION: President/Administrator, Coach and Contact NATURE: Not for Profit Youth Wrestling Club INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: Fairview High School Auxiliary Gym, 2595 Fairview Blvd, Fairview TN 37062, United States DESCRIPTION: Youth Club Administrator Youth Club Contact Youth Club Coach 3. WD FINANCIAL GROUP POSITION: self NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/13/2022 ADDRESS: 1712 Fairview Blvd. # 103, Fairview TN 37062, United States DESCRIPTION: Notary 4. WD FINANCIAL GROUP POSITION: Notary Public NATURE: Notary Public as needed INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/28/2022 ADDRESS: 1712 Fairview Blvd., # 103, Fairview TN 37062, United States DESCRIPTION: Notary Public
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-29 |
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