Lee Aaron Ficken

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-08-03
OK	RA	APPROVED	2017-09-21
TN	RA	APPROVED	2012-08-03

TX RA
APPROVED_RES

Since 2018-08-03
OK RA
APPROVED

Since 2017-09-21
TN RA
APPROVED

Since 2012-08-03

Branch Locations

Fairview, TN • United States

7101 Adams Dr, Fairview, TN 37062 • United States

4900 Centennial Blvd Suite 204, Nashville, TN 37209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Fairview	TN	05/2012	Present
Thrivent Financial For Lutherans	Appleton	WI	10/2012	Present

05/2012 → Present

Thrivent Investment Management Inc

Fairview, TN
10/2012 → Present

Thrivent Financial For Lutherans

Appleton, WI

Other Businesses

ONE VISION INTERNATIONAL POSITION: Board Member NATURE: One Vision International (OVI) is a nonprofit org that extends aid and support to seemingly forgotten areas of the world. In Brazil, OVI is working through church plants, construction, medical, and discipleship trips. In the DR, OVI provides medical clinics, after school programs, and sewing job training. In the middle east, OVI provides assistance and supplies to refugee camps. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 02/11/2020 ADDRESS: 2915 Alcoa Highway, Knoxville TN 37920, United States DESCRIPTION: Serve on nonprofit board and provide insight and guidance as board member. Will not act in financial capacity (i.e. as treasurer or rep of record on any accounts).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-02

S66 Uniform Combined State Law Examination

2012-08-02