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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-29 |
| MO | RA | APPROVED | 2024-09-03 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
Pevely, MO • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-10-31 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
Pevely, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 05/2015 | 07/2017 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 08/2017 | Present |
POWER OF ATTORNEY FOR PARENT ; INV RELATED;KNOXVILLE,TN; POA; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 04/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-23 |
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