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Julianne M Gwizdala

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saginaw, MI

Bay City, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-07
  • MI RA
    APPROVED
    Since 2010-05-07

Branch Locations

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Bay City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saginaw MI 10/1998 Present
Bank Of America,N.A. Saginaw MI 06/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-15
S63 Uniform Securities Agent State Law Examination 1994-12-22
  • S66 Uniform Combined State Law Examination
    2007-11-15
  • S63 Uniform Securities Agent State Law Examination
    1994-12-22
Other Names
  • Julie Gwizdala
  • Julie Gwizdala
  • Julianne Marie Gwizdala

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · SAGINAW, MI
RAYMOND JAMES & ASSOCIATES, INC. · SAGINAW, MI
CWM, LLC · Saginaw, MI
J.P. MORGAN SECURITIES LLC · SAGINAW, MI
OSAIC WEALTH, INC. · SAGINAW, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Saginaw, MI
MORGAN STANLEY · Saginaw, MI
OSAIC WEALTH, INC. · SAGINAW, MI

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