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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-12-03
  • CT RA
    APPROVED
    Since 2021-12-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Rocky Hill, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 09/2014 11/2021
Cetera Advisor Networks Llc El Segundo CA 09/2021 10/2021
Cetera Advisors Llc St Cloud MN 09/2021 09/2021
Cetera Financial Specialists Llc Schaumburg IL 09/2021 09/2021
Cetera Investment Services Llc St Cloud MN 09/2021 09/2021
First Allied Securities, Inc. San Diego CA 09/2021 09/2021
Gwfs Equities, Inc Greenwood Village CO 11/2021 Present
Advised Assets Groups, Llc Greenwood Village CO 11/2021 Present
  • 09/2014 → 11/2021
    Voya Financial Advisors
    Windsor, CT
  • 09/2021 → 10/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2021 → 09/2021
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2021 → 09/2021
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2021 → 09/2021
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2021 → 09/2021
    First Allied Securities, Inc.
    San Diego, CA
  • 11/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 11/2021 → Present
    Advised Assets Groups, Llc
    Greenwood Village, CO
Previous Registrations
  • 2011-01-03 → 2021-11-19
    Windsor, CT
    Windsor, CT
    New York, NY
    Braintree, MA
    Des Moines, IA
  • 2021-09-17 → 2021-10-08
    Cetera Wealth Services, Llc
    Rocky Hill, CT
    El Segundo, CA
  • 2002-07-10 → 2011-01-03
    Voya Financial Partners, Llc
    Hartford, CT
    Windsor, CT
    Windsor, CT
  • 1994-05-25 → 2002-06-21
    East Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-04
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S65 Uniform Investment Adviser Law Examination
    1997-06-04
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25

View on SEC IAPD

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