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Paula Calbom O'COnnor

Rbc Capital Markets, LLC

Tacoma, WA

Tacoma, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-07
WA RA APPROVED 2014-03-05
  • TX RA
    APPROVED_RES
    Since 2019-08-07
  • WA RA
    APPROVED
    Since 2014-03-05

Branch Locations

1201 Pacific Ave. Suite 1500, Tacoma, WA 98402-4322 • United States

Tacoma, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets,Llc Seattle WA 03/2014 Present
  • 03/2014 → Present
    Rbc Capital Markets,Llc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-07
S65 Uniform Investment Adviser Law Examination 1994-07-07
  • S63 Uniform Securities Agent State Law Examination
    1994-07-07
  • S65 Uniform Investment Adviser Law Examination
    1994-07-07
Other Names
  • Paula C Oconnor
  • Paula Calbom Oconnor

View on SEC IAPD

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