David Overton Carlock

Employer firm

Kestra Private Wealth Services, LLC CRD 155193

$13.5B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 08/2020
  Raymond James & Associates
  San Antonio, TX
• 08/2020 → Present
  Kestra Private Wealth Services
  San Antonio, TX
• 08/2020 → Present
  Kestra Investment Services
  San Antonio, TX

Previous Registrations

• 2006-01-19 → 2020-08-20
  Raymond James & Associates, Inc.
  San Antonio, TX
  San Antonio, TX

Other Businesses

Business Name: PlanWell Private Weath Services Investment Related: Yes Address: 14607 San Pedro Avenue, Ste.290 San Antonio TX 78232 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Director Start Date: 7/29/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: finacial planning and investment management Business Name: DAVID C POSITION: volunteer NATURE: volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2021 ADDRESS: 102 Thames Dr, San Antonio TX 78216, United States DESCRIPTION: I helped organize volunteers to provide beverages for "Weekend in SA with AA" conference on October 9, 2021. Business Name: D SQUARED TRES LLC POSITION: Owner/president NATURE: LLC for business operating expenses INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/12/2023 ADDRESS: 14607 san pedro ave. ste. 290, san antonio TX 78232, United States DESCRIPTION: investment advisor

Exams

• S66 Uniform Combined State Law Examination
  2005-12-04

Designations

• Certified Financial Planner