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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-21
MS RA APPROVED 2021-11-12
  • TX RA
    APPROVED_RES
    Since 2022-01-21
  • MS RA
    APPROVED
    Since 2021-11-12

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

576 Highland Colony Parkway Suite 120, Ridgeland, MS 39157 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ridgeland MS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ridgeland MS 11/2016 11/2021
Benjamin F. Edwards Ridgeland MS 11/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Ridgeland, MS
  • 11/2016 → 11/2021
    Ridgeland, MS
  • 11/2021 → Present
    Benjamin F. Edwards
    Ridgeland, MS
Previous Registrations
  • 2008-01-01 → 2021-11-15
    Ridgeland, MS
  • 2003-12-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ridgeland, MS
    Ridgeland, MS
    St. Louis, MO
Other Businesses

TRUSTEE FOR FAMILY FRIEND, INVESTMENT RELATED, YAZOO CITY, MS, START DATE: 11/2002 LANDSCAPE WORKS LLC; NOT INVESTMENT RELATED; YAZOO CITY; MS; SELL FILL DIRT FOR CONSTRUCTION SITES; OWNER; START DATE 7/7/09; 0 HRS MONTH; 0 HRS DURING TRADING. TRUSTEE FOR PARENT'S TRUST, INV-RELATED, YAZOO CITY, MS, START: 08/2014, 1 HR/MO, 0 DURING TRADING. DUGOUT HUNTING CLUB INC, INV RELATED, YAZOO CITY, MS, 10% OWNERSHIP SECRETARY AND TREASURER, START 9/7/2006, 1 HOUR PER MONTH, ZERO DURING TRADING, PRIVATE HUNTING CLUB. CUSTODIAN - MAX PHILLIPS/GRANDCHILD, YAZOO CITY, MS., INV-RELATED, START: 1/2023, 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS. CUSTODIAN - RYLAN POOL/GRANDCHILD, YAZOO CITY, MS., INV-RELATED, START: 1/2023, 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS. CUSTODIAN - KATE AUSTIN BEARDEN/GRANDCHILD, YAZOO CITY, MS., INV-RELATED, START: 1/2023, 1 HOUR PER MONTH, 1 HOUR DURING TRADING HOURS. CUSTODIAN FOR SAMUEL M.PHILLIPS; INVESTMENT-RELATED; YAZOO CITY, MS; START DATE: 5/06/2025; 0 HOURS/MONTH; 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-29
S63 Uniform Securities Agent State Law Examination 1994-05-25
  • S65 Uniform Investment Adviser Law Examination
    1995-09-29
  • S63 Uniform Securities Agent State Law Examination
    1994-05-25
Other Names
  • Clay Mcconnell

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