Daryl Gregory Regenauer

Current Employers

Employment History

• 09/2011 → 11/2016
  Wells Fargo Advisors
  Louisville, KY
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Louisville, KY
• 04/2018 → 10/2019
  Fsc Securities Corp
  Atlanta, GA
• 10/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-04-09 → 2019-10-10
  Fsc Securities Corporation
  Louisville, KY
  Milton, GA
  Louisville, KY
• 2011-10-07 → 2018-04-11
  Wells Fargo Clearing Services, Llc
  Louisville, KY
  Louisville, KY
• 2010-01-28 → 2011-08-25
  Hatteras Investment Partners Llc
  Raleigh, NC
• 2007-07-03 → 2009-12-31
  Global Wealth Advantage, Llc
  Charlotte, NC

Other Businesses

1) INDEPENDENT INSURANCE AGENT, 9900 CORPORATE CAMPUS, SUITE 3000, LOUISVILLE, KY, 01/1992. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-1/WK-1/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) DARYL REGENAUER, 9900 Corporate Campus Drive, Suite 3000, Louisville KY 40223, 01/2020, Agent, Insurance, INV REL, 0 HR/MO - 0 HR/MO Trading. 4) NETTWORTH FINANCIAL GROUP, 9900 Corporate Campus Drive, Suite 3000, Louisville KY 40223, United States, 10/2019, DBA Name, Marketing, INV REL, 10 HR/MO - 5 HR/MO Trading. 5) COMMONWEALTH SCHOOL OF INSURANCE, 9302 New LaGrange Road, Suite G, Louisville KY 40242, 01/2025, INSTRUCTOR, 1099, NIR, 6 HR/MO - 4 HR/MO TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-07-15
• S65 Uniform Investment Adviser Law Examination
  2007-06-27