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Sucharu Rishi Arora

Truist Advisory Services, Inc.

Columbia, MD

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-09-09
  • MD RA
    APPROVED
    Since 2016-09-09

Branch Locations

10500 Little Patuxent Pkwy Fl 1, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services ,Inc Atlanta GA 01/2014 Present
Suntrust Bank Columbia MD 12/2013 Present
Suntrust Advisory Services Atlanta GA 09/2016 Present
  • 01/2014 → Present
    Suntrust Investment Services ,Inc
    Atlanta, GA
  • 12/2013 → Present
    Suntrust Bank
    Columbia, MD
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
  • 2011-07-25 → 2012-09-28
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Silver Spring, MD
  • 2008-04-01 → 2011-07-20
    Wells Fargo Clearing Services, Llc
    Silver Spring, MD
    Potomac, MD
    Silver Spring, MD
    Columbia, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 2005-12-01
  • S65 Uniform Investment Adviser Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    2005-12-01
Other Names
  • Sucharu Rishi
  • Sucharu Arora
  • Sue Arora
  • Sucharu N/A Rishi
  • Sucharu N/A Arora
  • Sue N/A Arora

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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