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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-04-20 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-04-20 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St. Louis | MO | 05/2009 | Present |
| Wells Fargo Advisors Financial Network, Llc | St. Louis | MO | 05/2009 | Present |
ENCIERRO PRODUCTIONS LLC, NOT INV RELATED, ST LOUIS, MO, 100% OWNER, START: 6/2015, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: PRODUCTION FUNDING, GENERAL ADVICE ON PRODUCTION ASPECTS OF MOVIES. STL COCKTAIL CATERING, LLC, NOT INVT RELATED, ST. LOUIS, MO, 2% OWNERSHIP, START DATE 1/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, PASSIVE OWNER. WIMCO, LLC, NOT INVT RELATED, ST. LOUIS, MO, 2% OWNERSHIP, START DATE 1/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, PASSIVE OWNER. STL BARKEEP, LLC, NOT INVT RELATED, ST. LOUIS, MO, 2% OWNERSHIP, START DATE 1/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, PASSIVE OWNER. COCKTAILS FROM THE FUTURE, LLC, NOT INVT RELATED, ST. LOUIS, MO, 10% OWNERSHIP, START DATE 1/1/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, PASSIVE OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-13 |
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