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L Bernard Walker

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Florissant, MO

Wells Fargo Clearing Services, LLC

St. Louis, MO

Florissant, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-05-09
  • MO RA
    APPROVED
    Since 2023-05-09

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Florissant, MO • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-07-31
  • MO RA
    APPROVED
    Since 2018-07-31

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Florissant, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc St. Louis MO 06/2017 Present
Unemployed Florissant MO 11/2015 06/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-31
S63 Uniform Securities Agent State Law Examination 1996-11-13
  • S66 Uniform Combined State Law Examination
    2018-07-31
  • S63 Uniform Securities Agent State Law Examination
    1996-11-13
Other Names
  • L Bernard Walker
  • L Walker

View on SEC IAPD

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