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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-29
NJ RA APPROVED 2016-04-04
  • TX RA
    APPROVED_RES
    Since 2026-05-29
  • NJ RA
    APPROVED
    Since 2016-04-04

Branch Locations

331 Newman Springs Rd [By-Rbo], Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Oakhurst NJ 04/2016 11/2016
Wells Fargo Clearing Services, Llc Oakhurst NJ 11/2016 Present
Previous Registrations
  • 2009-10-23 → 2016-04-04
    Freehold, NJ
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    New York, NY
    New York, NY
  • 2002-08-29 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Other Businesses

RENTAL PROPERTY, INVT RELATED, NEWARD, NJ, 100% OWNERSHIP, START DATE 12/27/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER AND LANDLORD. FAVOURS ENTERPRISE, LLC, INVT RELATED, NEWARK, NJ, 100% OWNERSHIP, START DATE 2/25/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF LLC FOR REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-08
S63 Uniform Securities Agent State Law Examination 1994-11-11
  • S65 Uniform Investment Adviser Law Examination
    2001-02-08
  • S63 Uniform Securities Agent State Law Examination
    1994-11-11
Other Names
  • Paul Rudolph Favours

View on SEC IAPD

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