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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-06 |
| TN | RA | APPROVED | 2021-06-28 |
| TX | RA | APPROVED | 2021-06-24 |
Branch Locations
100 Winners Circle Suite 310, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Brentwood | TN | 05/2011 | 06/2021 |
| Stifel Nicolaus & Co Inc | Brentwood | TN | 06/2021 | Present |
1. Commercial Real Estate; 875 Nashville Pike, Gallatin, TN 37066; We lease our building to Starbucks; Partial owner; 07/14/2021; 0 Hours per Year; Not During Securities Trading Hours; Investment-Related. 2. Nashville Symphony Association; One Symphony Place, Nashville, TN 37201; The Nashville Symphony inspires and engages a diverse and growing community with extraordinary live orchestral music experiences; Director; Voting on items important to the future of our symphony ; 7/1/24; 4 hr/mo; During Securities Trading Hours; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-29 |
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