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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-10-02 |
Branch Locations
6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oklahoma City | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oklahoma City | OK | 11/2016 | 10/2020 |
| Stifel Nicolaus & Co Inc | Oklahoma City | OK | 10/2020 | Present |
1. JLR Holdings, LLC; 2005 NW 56th Terrace, Oklahoma City, OK 73118; Rental properties; President, owner, and manager; Landlord; 09/01/2009; 1 Hour per Day; Not During Securities Trading Hours; Investment-Related. 2. Oklahoma Secondary School Association (OSSAA); 2005 NW 56th Terrace, Oklahoma City, OK; Referee basketball games; Basketball Official; 11/02/2020; 10 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Oklahoma City Town Hall; 14343 N. MacArthur, Oklahoma City, OK 73142; Non profit, speaker bureau for education and entertainment; Board Member; 01/02/2023; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-11 |
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