Stephen Albert Labate

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1987 → 06/2021
  Army Reserves
  Deer Park, NY
• 09/2016 → 07/2017
  Academy Securities
  New York, NY
• 07/2017 → 04/2022
  David Lerner Associates, Inc.
  Syosset, NY
• 04/2022 → Present
  Raymond James & Associates, Inc.
  Saint Petersburg, FL
• 04/2022 → Present
  Raymond James Financial Services, Inc.
  Saint Petersburg, FL
• 04/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Saint Petersburg, FL

Previous Registrations

• 2018-04-09 → 2022-04-12
  Spirit Of America Management Corp
  Syosset, NY
• 2013-05-24 → 2014-03-05
  Harrisdirect Llc
  Arlington, VA
• 2008-09-11 → 2012-05-25
  Global Portfolio Strategies, Inc.
  Deer Park, NY
  Hartford, CT
• 2007-01-22 → 2008-09-04
  Chase Investment Services Corp.
  Plainview, NY
  Deer Park, NY

Other Businesses

(1)Name of Business: Republican Executive Committee Address: 502 century oak court, Lakeland, FL, 33813, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 06/17/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-16
• S63 Uniform Securities Agent State Law Examination
  1994-05-11

Other Names

• Stephen Albert Labate
• Stephen A Labate
• Stephen Labate
• Stephen A. Labate