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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-24 |
| CA | RA | APPROVED | 2014-03-28 |
Branch Locations
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
2528 Berryessa Rd, San Jose, CA 95132 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Jose | CA | 03/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, SAN JOSE, CA, 100% OWNERSHIP, START 9/28/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, OWNERSHIP AND WORKING WITH PROPERTY MANAGER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-29 |
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